Senior Regulatory Accountant - Broker Dealer

Chicago
 

Location: Chicago, IL (onsite 4X a week)

About Us:

Founded 19 years ago and headquartered in Chicago, the DV Group of financial services firms has grown to more than 450 people operating throughout the world. Since spinning out of a large brokerage firm in 2016, DV Trading rapidly scaled as an independent proprietary trading firm utilizing its own capital, trading strategies, and risk management methodologies to provide liquidity and hedging opportunities to financial participants, commodity producers and counterparties worldwide. DV Group affiliates also include two broker dealers, an introducing broker in commodities, a cryptocurrency market making firm, and several investment advisory firms.

 

Responsibilities:

  • Owning daily and month-end close process for broker-dealer operations of DV Group which include posting journal entries, and reconciling balance sheet accounts.
  • Prepare FOCUS reports, regulatory filings, and calculation of regulatory net capital requirement.
  • Assist with regulatory audits and annual audits.
  • Collaborate closely with our team, auditors, and other key stakeholders to manage and streamline the processes.
  • Support the preparation of the annual financial statement schedules.
  • Identify areas for operational improvements and establish efficiencies and enhanced reporting.
  • Leverage technology to drive continuous improvement of financial accounting processes, reporting, and controls.
  • Other ad-hoc financial analyses, as required.

 

Requirements: 

  • 5+ years of accounting experience in a broker-dealer or similar experience
  • Bachelor’s degree in Accounting, Finance, or related degree
  • Experience working within a G/L system, Microsoft Dynamics preferred
  • Advanced Excel knowledge and skills; SQL and/or Python a plus
  • A strong desire to partner and collaborate with various teams across the firm
  • Excellent communication skills, both written and verbal
  • A tech-forward approach to managing day-to-day tasks – we love to automate and make things more efficient and so should you!
  • Strong problem solver with the ability to navigate ambiguity and leverage your resources.
  • The desire to take ownership of projects and ideas, while being able to identify gaps and other areas of improvement.
  • The ability to adapt to a dynamic and ever-changing environment – we are in high growth mode and move quickly to achieve business goals.

 

Benefits:

  • Discretionary bonus eligibility
  • Medical, dental, and vision insurance
  • HSA, FSA, and Dependent Care options
  • Employer Paid Group Term Life and AD&D Insurance
  • Voluntary LTD, Life & AD&D insurance
  • Flexible vacation policy
  • Retirement plan with employer match
  • Paid parental leave
  • Wellness Programs

 

Annual compensation range $120K - $150K base + discretionary bonus eligibility 

DV is not accepting unsolicited resumes from search firms. Only search firms with valid, written agreements with DV should submit resumes in response to DV’s posted positions. All resumes submitted by search firms to DV via e-mail, the Internet, personal delivery, facsimile, or any other method without a valid written agreement shall be deemed the sole property of DV, and no fee will be paid in the event the candidate is hired by DV. DV is proud to be an equal opportunity employer and committed to creating an inclusive environment for all employees.

 

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