Job Application for Sr. Associate, Compliance at Future Standard

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The Compliance team is looking to add a Sr. Associate to their team in Darien, CT. This role offers a high degree of visibility and opportunity for advancement.

THE SUCCESSFUL CANDIDATE IS EXPECTED TO:

Assist in supervising/analyzing the firm’s compliance program and advocating for a strong culture of compliance with all employees
Maintain firm’s Compliance Manual and perform annual compliance assessment
Monitor employee’s compliance with firm’s Code of Ethics, including personal trading policies
Aid in regulatory filings, such as Form PF, 13F, 13H, 13G, ADV, etc.
Ensure compliance in regulatory matters throughout the business development and investor relations processes
Maintain up-to-date knowledge of industry best practices to further develop effective compliance policies and procedures
Review contracts, NDA’s, vendor agreements
Monitor cybersecurity of the firm, including penetration/vulnerability testing, disaster recovery testing and mock-phishing exercises
Coordinate firm-wide compliance training, sexual harassment training and cybersecurity training

QUALIFICATIONS:

The ideal candidate will have at least 4 years of experience working at an SEC-registered investment advisor and/or a compliance advisory firm
The candidate must be proactive, a self-starter and possess strong verbal and written communication skills
Ability to write policies and prepare footnote/compliance disclosures
Must be comfortable wearing several hats and juggling diverse requests
Ability to comfortably handle pressures and deadlines of a high-growth, fast-paced and demanding environment
Knowledge of MNPI rules and expert network monitoring is strongly preferred
Knowledge of SEC private fund requirements
Bachelor’s degree required
Exceptional written and verbal communication skills
Proficiency in Microsoft 365 — Word, Excel, and PowerPoint
Strong analytical, strategic, and problem-solving skills
Impeccable attention to detail
Ability to work under time pressure
Ability to interface with multiple systems to acquire needed information
Confidence to interact with all levels of management, both internally and external

Future Standard is a global alternative asset manager serving institutional and private wealth clients, investing across private equity, credit, real estate and infrastructure. With a 30+ year track record of value creation and $94 billion in assets under management, we back the business owners and financial sponsors that drive growth and innovation across the middle market, transforming untapped potential into durable value.

Total AUM estimated as of March 31, 2026.

Future Standard is an Equal Opportunity Employer.

Future Standard does not accept unsolicited resumes from recruiters or search firms. Any resume or referral submitted in the absence of a signed agreement is property of Future Standard and no fee will be paid.

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As part of our application process, we invite all applicants to voluntarily share their self-identification. We are committed to cultivating an inclusive environment and building a workforce that represents and celebrates all facets of diversity. We believe we are much stronger as a company when we attract, hire, develop, retain and grow a diverse talent pipeline and welcome applicants from all identities.

To us, diversity includes not only representation from underrepresented groups but an understanding of the richness of experiences people have to offer and our commitment to policies and practices that promote equity, inclusion, and belonging for all colleagues.

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Sr. Associate, Compliance

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