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Cybersecurity - Compliance Advisor

Greenwich, CT

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

This is a hybrid role (3 days in office / 2 days remote)

Interactive Brokers is looking for a motivated, IT security, risk or audit professional with experience working in financial services, or similar regulated environment.

Responsibilities:

The role’s primary focus will be to:

  • Support compliance coverage of the firm’s technology enterprise
  • Design testing and complete reviews for Cyber, information security, and privacy initiatives.
  • Guide stakeholders across security engineering and cyber defence teams
  • Support incident response efforts and related documentation
  • Implement internal control enhancements and appropriately solution potential compliance matters.
  • Draft business requirements to create and improve surveillance and compliance tools.
  • Assist coordinate responses to regulatory inquiries from foreign and US regulators.
  • Draft and implement firm policies, controls and written supervisory procedures.

Qualifications

  • 5-7 years’ experience working with IT risk or security teams
  • Solid academic background with a Bachelors or Masters in Cybersecurity, Computer Science, Data Sciences or Information Systems preferred
  • Experience with incident management, developing incident playbooks and table tops
  • Experience working with SIEM tools or working knowledge of such tools
  • Experience with log analysis
  • Experience with privacy and data protection
  • Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision
  • Strong working knowledge of industry standards from NIST, ISO, COBIT, ISACA, EDM, etc Knowledge of SEC, FINRA, CFTC, CME, NFA, US and foreign regulations is a plus.
  • Knowledge of attack frameworks and kill chain methodology.

Company Benefits & Perks

  • Competitive salary, annual performance-based bonus and stock grant
  • Retirement plan 401(k) with a competitive company match
  • Excellent health and wellness benefits, including medical, dental, and vision benefits. Company paid medical healthcare premium.
  • Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
  • Paid time off and a generous parental leave policy
  • Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
  • Corporate events, including team outings, dinners, volunteer activities and company sports teams
  • Education reimbursement and learning opportunities
  • Modern offices with multi-monitor setups

 

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