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Quality Control Analyst / Assistant Manager – Compliance Operations

Mumbai, India

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Quality Control ("QC") Analyst / Assistant Manager – Compliance Operations

Roles and Responsibilities:

  • Coordinate and support the APAC L&C team to perform QC compliance testing and documentation in support of compliance projects and governance processes.
  • Conduct ad-hoc testing against regulations and internal policies in order to assist Compliance Management in assessing whether there are areas for improvement and automation.
  • Draft compliance requirements to address any gaps or issues identified.
  • Support testing prior to production releases from a compliance user perspective to ensure compliance requests have been applied as requested.  
  • Perform QC testing immediately after new compliance change management releases to confirm changes are released as expected, and to recommend future compliance assurance or reporting.
  • Review data from different systems to ensure the accuracy of regulatory reports. 
  • Ability to read and write Chinese would be an advantage.

Qualifications, Skills & Attributes

  • University Degree or equivalent in Computer Science, Engineering, Commerce, Business Administration, Finance or similar.
  • 5+ years working experience in compliance, audit or finance.
  • Excellent command of spoken and written English.
  • Ability to read and write Chinese would be an advantage.
  • Strong organizational, analytical and communication skills.
  • Proactive, results-driven, and able to work well under pressure.

Company Benefits & Perks: 

  • Competitive salary package.
  • Performance-based annual bonus (cash and stocks).
  • Hybrid working model (3 days office/week).
  • Group Medical & Life Insurance.
  • Modern offices with free amenities & fully stocked cafeterias.
  • Monthly food card & company-paid snacks.
  • Hardship/shift allowance with company-provided pickup & drop facility*
  • Attractive employee referral bonus.
  • Frequent company-sponsored team-building events and outings.

* Depending upon the shifts.

**The benefits package is subject to change at the management's discretion.

 

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