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Compliance Analyst

Kwun Tong, Hong Kong SAR

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Responsibilities

Interactive Brokers is looking to hire a Compliance Analyst (Core Compliance) for the APAC region in Australia, Hong Kong and Singapore. This position will report regionally to the Compliance Manager.

The main responsibilities for this role include:

  • Supporting engagements with regulators and other financial services regulatory agencies;
  • Assisting in the information gathering and drafting of written responses to regulatory enquiries, questionnaires, and consultations for IBKR’s APAC entities;
  • Keeping abreast of new regulations and disseminating regulatory notices, circulars, and other regulatory developments to management, compliance teams within the APAC region and relevant stakeholders;
  • Coordinating regulatory inspections, self-assessments and regulatory surveys for APAC entities to ensure timely and quality submissions;
  • Implementing and monitoring the progress of remediation plans

Required Qualifications and Skills:

  • Must be a self-starter with strong analytical skills;
  • Strong organizational skills with the ability to prioritize and work independently in a dynamic and fast-paced working environment;
  • Comfort with computers and technology, and understanding of how technology is applied to business and regulatory problems.
  • Excellent English language oral and written communication skills. Proficiency in the Chinese language is an added advantage.
  • Ability to work in a small team environment and collaboratively.
  • Relevant experience and track record at a financial services regulatory agency, exchange or licensed financial services firm;
  • A “can-do” attitude with a willingness to learn.

Company Benefits & Perks

  • Competitive Salary, annual performance-based bonus and stock grant
  • Excellent health and welfare benefits including medical, dental, specialist and inpatient  
  • Competitive package of Annual Leave
  • Daily lunch ordered in-house with a fully stocked kitchen
  • Modern offices with multi-monitor setups
  • Great work-life balance
  • Unique opportunity to gain exposure to global financial products, markets and clientele
  • Opportunities for career progression and job scope expansion in a global company with a growing local presence
  • Hybrid work arrangement role permitting

 

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