Chief Compliance Officer
Company Overview
Mesa is on a mission to make homeownership more affordable and rewarding. Led by a world-class team of repeat founders and fintech operators from Uber, Amex, Robinhood, Capital One, BILT, Cash App, Square, Zillow, LendingTree, and Spotify, they are creating the homeowner membership category.
They are backed by some of the best investors in the world and are looking for world class talent to join their team.
The Role
Chief Compliance Officer
We are seeking a highly skilled and experienced Chief Compliance Officer to join our dynamic team. The Chief Compliance Officer will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry standards while maintaining a culture of integrity and ethical behavior.
How you’ll make an impact
- Compliance Policies and Procedures:
- Develop, implement, and maintain comprehensive compliance policies, procedures, and controls to mitigate regulatory and operational risks.
- Regulatory Compliance Monitoring and Reporting:
- Conduct regular compliance monitoring and testing activities to assess the effectiveness of existing controls and identify areas for improvement.
- Prepare and submit timely regulatory reports and filings as required by applicable regulatory authorities.
- Training and Education:
- Develop and deliver compliance training programs to educate employees on relevant laws, regulations, and company policies.
- Regulatory Engagement and Relationship Management:
- Serve as the primary point of contact for regulatory inquiries, examinations, and audits.
- Incident Management and Remediation:
- Oversee the investigation and resolution of compliance incidents, breaches, and complaints in a timely and effective manner.
Requirements
- 7-10+ years of Compliance experience
- Strong skills in Compliance Management and Regulatory Compliance
- Strong knowledge and experience with SEC, ESPA, TILA, HMDA, FCRA regulation and laws
- Experience working with NMLS
- Deep knowledge and understanding of all relevant Federal and state laws and regulations, including, the Truth in Lending (Reg Z), the CARD Act, FCRA, Equal Credit Opportunity Act (ECOA), UDAAP, USA Patriot Act Bank Secrecy and Anti-Money Laundering Laws, OFAC, SCRA and MLA
- In-depth understanding of BSA, OFAC, KYC, EDD, and monitoring requirements
- Experience in working with outside legal counsel and handling legal matters
- Must love dogs
Benefits
- Competitive compensation, including meaningful equity
- Best in class health, dental, and vision insurance
- 401(k) plan
- Unlimited vacation policy
Location: US & Canada Remote. We have an office in NYC in the heart of West Village.
To Apply: Principals only. But seriously, no recruiters.
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