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Senior Compliance Manager, Monitoring & Testing

San Jose, California, United States

Who We Are

At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.

About the Opportunity

We are seeking a highly motivated and experienced professional to join our second line of defense Monitoring & Testing (M&T team. This role is central to building and executing a strong monitoring and testing framework, combining both automated control monitoring and thematic or targeted testing reviews. You will help enhance our oversight of key compliance risks, ensuring controls are operating effectively across the business.

What You’ll Be Doing

  • Design and implement compliance monitoring activities that evaluate the effectiveness of first-line controls, with a focus on automation and data-driven insights where possible.
  • Lead and execute testing reviews, including thematic, deep-dive, or risk-based reviews aligned to our annual compliance testing plan.
  • Collaborate with cross-functional stakeholders to scope reviews, agree on remediation, and track findings to resolution.
  • Develop and maintain testing methodologies, procedures, and templates in line with industry best practices and regulatory expectations.
  • Provide actionable insights from monitoring results to enhance control design and operational effectiveness.
  • Support the refinement of key compliance metrics and dashboards tied to M&T outcomes.
  • Contribute to annual planning, regulatory exam readiness, and internal audit liaison efforts as needed.
  • Maintain up-to-date knowledge of global regulatory requirements and apply them contextually to business activities.
  • Assist with other related duties as needed.

What We Look For In You

  • 4+ years of experience in a second line of defense Monitoring & Testing or Audit role within financial services, fintech, or crypto
  • Strong knowledge of control testing principles, methodologies, and documentation standards
  • Hands-on experience designing or operating automated monitoring routines (e.g. data-driven scripts, continuous control monitoring) is a strong advantage.
  • Familiarity with applicable regulatory requirements (e.g. AML, market conduct, sanctions, product compliance) and risk frameworks
  • Excellent communication and stakeholder engagement skills, including the ability to challenge constructively.
  • Organised, analytical, and able to manage multiple projects with attention to detail.
  • Bachelors' Degree qualified;

Nice to Haves

  • Relevant certifications (.e.g. ICA, ACAMS, CIA) desirable

Perks & Benefits

Competitive total compensation package
L&D programs and Education subsidy for employees' growth and development
Various team building programs and company events
Wellness and meal allowances
Comprehensive healthcare schemes for employees and dependants
More that we love to tell you along the process!
 
OKX Statement:
The salary range for this position is $127,000 to $190,000. The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.
 
OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider employment-qualified applicants with arrest and conviction records.
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