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Compliance Analyst
Boston, MA
RA Capital Management is a multi-stage investment manager dedicated to evidence-based investing in public and private healthcare, life sciences, and planetary health companies. For more than 20 years, RA Capital creates and funds innovative companies, from private seed rounds to public follow-on financings, allowing management teams to drive value creation from inception through commercialization and beyond. RA Capital's knowledge engine is guided by our TechAtlas internal research division, and RA Ventures (RAven), RA Capital’s healthcare incubator, which offers entrepreneurs and innovators a collaborative and comprehensive platform to explore the novel and the re-imagined. RA Capital has more than 150 employees and over $10 billion in assets under management.
Position Overview
RA Capital is seeking a Compliance Analyst to join our Compliance team. This role is ideal for a detail-oriented, analytical individual with a strong interest in the regulatory landscape of investment management and a desire to contribute to a high-integrity compliance environment. The Compliance Analyst will support the administration of RA Capital’s compliance program through surveillance, regulatory reporting, and process optimization.
This position provides exposure to the operations of a dynamic, science-driven investment firm. Prior compliance experience is not required, but curiosity, strong communication skills, and a high level of professionalism are essential.
Key Responsibilities
- Serve as the primary administrator of the ACA Compliance platform, managing employee personal trading reports, political contributions, conflicts of interest disclosures, and employee attestations.
- Conduct trade surveillance and assist in monitoring compliance with firm policies.
- Manage the preparation and submission of regulatory filings, including Forms 13D/G, Section 16, and other SEC reports.
- Assist with regulatory exams and inquiries from the SEC or other regulators.
- Conduct surveillance of interactions between RA Capital investment/research professionals and external parties, including public/private companies, experts, and consultants.
- Chaperone calls and reviews meeting notes, emails, and related communications.
- Develop and deliver training to RA Capital staff on compliance policies and regulatory expectations.
- Assist in the drafting and updating of policies, manuals, and training materials.
- Contribute to compliance-related initiatives, including data management, workflow automation, and exploring applications of AI to improve efficiency and surveillance.
- Collaborate with other departments to improve cross-functional compliance practices.
Key Skills & Attributes
- Strong analytical and investigative abilities with a proactive mindset.
- Comfort working with data and regulatory technology systems; data literacy or computer science exposure is an advantage.
- Exceptional written and verbal communication skills, both one-on-one and in group settings.
- Ability to work collaboratively across departments with individuals from varying backgrounds and areas of expertise.
- Interest in the front-office operations of a registered investment adviser and the broader regulatory environment.
Qualifications:
- Bachelor’s degree (BA/BS) in business, finance, economics, or a related field. Preferred exposure to computer science through a minor or other related experience.
- Prior work experience—whether through professional roles, internships, or academic projects—at an investment manager, biotech or life sciences organization, law firm, etc. in compliance, data governance, data protection, risk management, or a related regulatory or analytical field.
- Prior compliance experience is not required, but a demonstrated interest in healthcare, investment operations and regulatory frameworks is strongly preferred.
- Must be based in Boston
- Ability to work a hybrid schedule with flexibility based on business needs
- Local applications only, no relocation
- Must be authorized to work in the United States; no sponsorship provided
Why RA Capital
- Engage with a mission-driven team focused on advancing healthcare innovation.
- Learn from experienced professionals in a collaborative and intellectually stimulating environment.
- Make meaningful contributions to a robust compliance program.
- Competitive compensation, comprehensive benefits, and opportunities for growth.
RA Capital is an equal opportunity employer. We are committed to equal employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity or Veteran status. If you require an accommodation during the interview process, please reach out to careers@racap.com for assistance.
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