New

Head of Regulatory Reporting

New York, New York, United States

The Role 

We are seeking an experienced regulatory-reporting leader to own the global filings program across our multi-strategy hedge fund.  You will partner with Compliance, Finance, Risk, Treasury, Operations, and Technology to ensure complete, accurate and timely regulatory disclosures in every jurisdiction where the firm trades.  The mandate encompasses policy, process, data and technology and requires a deep understanding in each area. As the data landscape of the firm is evolving this role will also allow you to shape the future of data at the firm to make sure regulatory requirements are met.

What you’ll do

  • Lead all recurring and ad hoc regulatory filings and ownership disclosures (SEC, CFTC, FCA, MAS, etc.).
  • Map and document end-to-end reporting workflows with business partners.
  • Convert regulatory/business needs into concise functional & technical specs through data analysis.
  • Own the regulatory-reporting technology roadmap; sponsor automation projects and vendor solutions.
  • Assess the firm’s complex systems and data landscape, then recommend infrastructure enhancements.
  • Serve as primary contact for regulators during exams and ad-hoc inquiries.
  • Track emerging rules, run impact assessments and drive implementation projects.

What you’ll bring

What you need:

  • 7-10 years in regulatory reporting at a hedge fund or asset manager.
  • Deep expertise across Form PF, CPO-PQR, Annex IV, 13F, 13G, 13H, Form ADV, and MAS surveys.
  • Bachelor’s degree in Finance, Accounting, Economics or STEM; CPA / CFA / MBA a plus.
  • Hands-on data skills (SQL, Excel/VBA); experience with Python preferred.
  • Understanding of a variety of different hedge fund strategies and comfort dealing with a wide array of asset classes (Equities, Futures, Options, FX, Bonds, Swaps, Credit).
  • Strong grasp of financial reporting standards and performance metrics.
  • Strong communication and stakeholder-management skills; able to thrive in a fast-paced multi-PM environment.
  • Strong project management skills and attention to detail.

We’d love it if you had:

  • Prior interaction with securities regulators or participation in exams.
  • Experience writing Python scripts to help prototype automations.
  • An understanding of a variety of different data systems and cloud technologies (PostgresQL, KDB, parquet files, S3 buckets, AWS, etc).

Who we are  

Schonfeld Strategic Advisors is a global multi-strategy, multi-manager investment platform that harnesses the transformative power of people to perform in all market environments. Our dynamic culture inspires better outcomes for our team, our investors, and our partners. We aim to consistently deliver risk-adjusted returns, with people driving performance.

We specialize in four core strategies: Quantitative Trading, Fundamental Equity, Tactical Trading, and Discretionary Macro & Fixed Income. We capitalize on inefficiencies and opportunities within the markets, drawing from a significant investment in proprietary technology, infrastructure, and risk analytics.

We invest through internal portfolio managers and external partner funds, pursuing alignment among investors, investment professionals, and the firm. Our footprint spans 7 countries and 19 offices.

Our Culture

Talent is our strategy. We believe our success is because of our people, so putting our talent above all else is our top priority. We are teamwork-oriented, and collaborative, and encourage ideas—at all levels—to be shared. As an organization committed to investing in our people, we provide learning & educational offerings and opportunities to make an impact.

We foster a sense of belonging among all of our employees with Diversity, Equity, and Inclusion at the forefront of this mission. Our employees value diversity across identity, thought, people, and perspective which serves as the foundation of our culture. As a firm, we are committed to creating a hiring process that is fair, welcoming, and supportive.

 

The base pay for this role is expected to be between $225,000.00 and $275,000.00. The expected base pay range is based on information at the time this post was generated. This role may also be eligible for other forms of compensation such as a performance bonus and a competitive benefits package. Actual compensation for the successful candidate will be determined based on a variety of factors such as skills, qualifications, and experience.

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Individuals seeking employment at Schonfeld are considered without regards to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, gender identity, or sexual orientation. 

At Schonfeld, we strive to cultivate a sense of belonging throughout all of our employees with Diversity, Equity and Inclusion at the forefront of this mission. As a firm we are committed to creating a hiring process which is not only fair, but also welcoming and supportive. As a part of that, we want to encourage candidates to voluntarily complete the following survey which helps us keep track of how we are doing in our efforts.

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