Compliance, Associate

About TPG

TPG is a leading global alternative asset management firm, founded in San Francisco in 1992. TPG invests across a broadly diversified set of strategies, including private equity, impact, credit, real estate, and market solutions, and our unique strategy is driven by collaboration, innovation, and inclusion. Our teams combine deep product and sector experience with broad capabilities and expertise to develop differentiated insights and add value for our fund investors, portfolio companies, management teams, and communities.

TPG’s success depends on our people, and we build and sustain our world-class team by creating an inclusive, supportive culture within the firm that seeks excellence and encourages humility and transparency. The quality of our investments and our ability to build great companies depend on the originality of our insights. Reaching our firm’s full potential means supporting every team member to bring the fullness of their unique perspective to their work and to our community. We are committed to a diverse, equitable, and inclusive workplace to foster diversity of thought and reflect the breadth of our limited partners and portfolio companies

Responsibilities 

TPG has an exciting opportunity for an Associate to join its Compliance team in the Fort Worth office to work with the Compliance Team to design and implement compliance policies, procedures, and systems to ensure that TPG and its respective platforms fulfill their legal and regulatory obligations and meet the firm’s high compliance standards. The role requires regular interaction with business, finance, operations, legal, and compliance personnel across the firm.

Requirements

• 2+ years of professional compliance experience within financial services
• Ability to work well in a team environment
• Strong written and verbal communications skills
• Attention to detail and problem-solving skills and the ability to handle tasks independently
• Familiarity with the Advisers Act preferred

Responsibilities may include

• Administer employee Code of Ethics utilizing regulatory compliance software (personal accounts, certifications)
• Evaluate charitable contributions made by the firm
• Develop, update, and implement compliance policies and procedures
• Support and execute testing of policies and procedures
• Develop and conduct employee training and administer electronic training tool
• Conduct electronic communications surveillance
• Support regulatory reporting needs (ADV, PF, AIFMD, BEA, TIC)
• Execute compliance screenings and monitoring of potential vendors, portfolio companies, investors and other counterparties
• Review and assess regulatory changes that potentially impact TPG’s business
• Administer privacy program and execute related procedures
• Support and review data access requests and entitlements
• Support distribution of compliance questionnaires to portfolio companies