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KYC Analyst

Mumbai, India

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Roles & Responsibilities:

  • As a team member, you will process retail client and institutional applications daily.
  • You will review the documentation related to the opening of a new account.
  • Respond to retail and professional clients' inquiries via calls & emails on a timely basis.
  • Registration of new clients and modification of their details on regulatory portals (NSE, NSDL, CKYC and KRA).
  • Assist in Internal and External audits. Collaborate with other cross-functional teams to assist with account approval and maintenance.
  • Follow internal policy and procedures when dealing with various account-related tasks.
  • Support aspects of client onboarding to ensure compliance with Anti-Money Laundering (AML), Know Your Customer (KYC), Customer Information Program, SEBI and PMLA guidance requirements.
  • Contact retail and professional clients for follow-up requirements via calls, chats & emails.
  • Perform research via internal and external sources, collect and analyze documentation in accordance with regulatory and KYC requirements.
  • Review negative media alerts from client screening tools (e.g., World-Check).
  • Cross-reference multiple databases to ensure that AML and KYC regulatory aspects are completed before account opening.

Experience and Qualifications:

  • A college degree is required. Acceptable majors include: Finance, Accounting, or Information Systems.
  • NSDL Certification Series 6.
  • Minimum 1 year of experience in DP back office operations.
  • Excellent verbal and written communication skills in English are a must
  • Proficient user of MS-Office applications, especially Excel
  • Ability to prioritize effectively and multitask
  • Independent, punctual, and careful working methods
  • Motivated and trustworthy personality
  • Self-organized team player with a great eye for detail

Company Benefits & Perks: 

  • Competitive salary package.
  • Performance-based annual bonus (cash and stocks).
  • Hybrid working model (3 days office/week).
  • Group Medical & Life Insurance.
  • Modern offices with free amenities & fully stocked cafeterias.
  • Monthly food card & company-paid snacks.
  • Hardship/shift allowance with company-provided pickup & drop facility*
  • Attractive employee referral bonus.
  • Frequent company-sponsored team-building events and outings.

* Depending upon the shifts.
**The benefits package is subject to change at the management's discretion.

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Interactive Brokers (“IBKR”) is committed to protecting the privacy of its users. 1. Aggregate Information about Visitors. We collect information on a general and aggregate basis, such as IP addresses, in order to analyse the performance of our sites. This data is used completely anonymously in order to determine the number of people who visit our sites and the most frequently used sections of our sites. This enables us to continually update and refine our sites to ensure it provides you with a successful experience. 2. Information about Users. When registering you are requested to enter certain information about yourself. This information forms the basis for any job application. 3. Your Online CV and Job Application. The details of your job application, covering letter, CV and academic results and any other information will not be viewed by anyone except IBKR and any third party service providers used by IBKR for its hiring processes. 4. Information Management. You can edit any information entered at any time before your job application is submitted. This includes contact details, email address, job application information and password. However, once a job application has been sent, that specific job application cannot be altered. You have certain rights to see and correct data held about you. Please refer to the IBKR Group Privacy Policy on our website. 5. Security. The security of our system is very important to us and we work hard on it. However, please note that no data transmission over the Internet is 100% secure.

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