Compliance Analyst

About SRS Acquiom  

SRS Acquiom is a leading disruptor in the financial services technology space with a long track record of consistent growth, profitability, and innovation. Since the Company was founded in 2007, we have had a tremendous impact on how Mergers and Acquisitions (M&A) and Loan Agency transactions are completed globally. Today, SRS Acquiom offers a comprehensive suite of services that include virtual data rooms, escrow, payment administration, shareholder representation, and administrative and collateral agent. This world-class platform has become the go-to solution for many of the world’s largest and most successful companies as they manage and simplify complex transactions in the global M&A and Loan Agency markets.

In the 15 years since the Company was founded, SRSA has supported more than 8,200+ deals with $1.4T in aggregate value including high-profile transactions such as Coca Cola Corporation’s acquisition of Body Armor, Pfizer’s acquisition of ReViral Limited, and Intel’s acquisition of Granulate Cloud Solutions. In the same time, we have added a blue-chip private equity ownership base, and today we boast an impressive investor base, including Foundry, NorWest, Revolutions, and LMP.

We are looking for extraordinary people to help drive our continued success.  If you are looking to join a growing, entrepreneurial environment in an established company, we want to hear from you!

A few benefits our employees enjoy

• Comprehensive benefit plans (medical/dental/vision) starting on day 1.
• 401(k) with 4% matching.
• Discretionary time off.
• Discretionary bonus incentive.
• Fitness credit.
• Several pre-tax plans (dependent care, transportation, flexible spending).
• Transportation reimbursement.
• Benefits reimbursement.

Compliance Analyst Position Summary

*** This is not a Technical or IT focused role.  This is a contract administrative role with heavy focus on compliance and complex legal documents ***

SRS Acquiom is currently searching for a Compliance Analyst for our Contract Administration department. The Compliance Analyst is responsible for reviewing and analyzing SRS Acquiom’s contractual obligations under the definitive agreements, as it applies to the distribution of transaction consideration and funds. The Compliance Analyst will be responsible for coordinating with various internal departments, as well as external parties, to complete these distributions. The ideal candidate has great attention to detail, is a self-starter but also capable of working well on a team, can quickly comprehend key provisions of complex agreements, think outside the box to solve problems, manage multiple tasks simultaneously and has excellent communication skills.

This position is based in Denver, CO, but can be fully remote.

The salary range for this position is $70,000K - $84,000K, depending on level of experience. 

Compliance Analyst Primary Responsibilities

• Act as a single point of contact for our Shareholder Representative Services for post-closing releases.
• Manage and monitor an ongoing portfolio of post-closing distribution releases which includes the process and delivery of cash and/or shares to target holders.
• Perform in-depth review of various transactional agreements, legal contracts to determine the relevant legal information and complete thorough analysis to fully understand the post-closing contractual obligations.
• Balance large volume of email communication and pipeline. 
• Coordinate closely with the Operations Team to create accurate distribution waterfalls and ensure funds are released timely to the right parties.
• Draft transactional instructions and/or any documentation required to move funds.
• Complete due diligence on post-closing M&A activity.
• Communicate effectively and in a timely manner with external parties (former CEOs, CFOs, Venture Capitalists and Major Shareholders) to enforce and/or execute release of escrow funds or holdbacks pursuant to transactional agreements, as well as to provide status update regarding release of funds. 
• Serve as internal and external main contact point for release inquiries and various contract interpretation. 
• Facilitate timely problem resolution to mitigate risk and prioritize action.
• Accountable for quality, accuracy, and timeliness of results.
• Ensure quality service is consistently delivered to Clients. 
• Display and provide expertise in Compliance releases matter.
• Build and maintain strong client and inter-departmental relationships.
• Help execute special projects as needed.
• Deliver training as requested by Management.

Compliance Analyst Required Qualifications & Skills

• Bachelor’s degree, preferably in Finance, Economics or Business
• 2-5 years’ experience within financial services
• Proficient in all Microsoft Office products
• Demonstrated ability to interpret contracts
• Excellent communication both verbal and written, facilitation, and interpersonal skills, including the ability to face off across all levels of an organization as well as external stakeholders
• Takes ownership of issues and follows through to resolution
• Can work independently or as part of a team as the issue requires
• Strong attention to detail
• Strong analytical and organizational skills
• The ability to manage multiple time sensitive tasks in a challenging, fast paced, deadline driven, and fluid environment
• Maintain a high level of confidentiality and integrity

Compliance Analyst Desired Characteristics

• Exposure to legal agreements or contracts with internal or external parties
• Quick learner and adaptable to learn new processes, concepts, and skills
• Ability to take initiative in learning and applying new skills
• Highly motivated self-starter with the ability to work collaboratively and independently
• Operates with highest integrity and attention to detail
• Ability to multi-task, work in a demanding, fast paced environment and handle multiple, competing priorities and projects with high quality output
• Ability to generate solutions and appropriately escalate to management
• Knowledge of M&A transactions.

Compliance Analyst Physical Requirements/Special Demands 

• Must be available to work within Denver, Colorado Mountain standard business hours
• Ability to work irregular hours as nights/weekends or after hours may be required
• Work in fast paced environment
• Ability to travel to corporate office in Denver, Colorado up to 25% of the time
• Work on computer for majority of regular workday

This job description is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities that are required of the employee. Duties, responsibilities, and activities may change, or new ones may be assigned at any time with or without advanced notice.

With respect to its programs, services, activities, and employment practices, SRS Acquiom Inc. assesses qualified individuals without regard to their race, color, religion, sex (including pregnancy, sexual orientation, or gender identity), age, national origin, disability, veteran status, genetic information, or other protected status.  Requests for reasonable accommodation or the provision of auxiliary aids should be directed to Human Resources.