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Compliance Analyst / Associate

Bangalore, Karnataka, India

Who are we?

FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and 
cutting-edge technology, FalconX addresses the industry's foremost challenges: Navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies from start to scale, FalconX operates as the connective tissue empowering clients with seamless navigation through the ever-
evolving cryptocurrency landscape.

Impact

At FalconX, you’ll help make crypto assets a successful asset class in the most compliant way. Some of the largest financial institutions from Wall Street to Silicon Valley and around the world will turn to us for the best market prices and insights on the crypto industry. You will understand the key money laundering risks within the global digital assets industry and assist in putting key risk mitigation controls in place.  As a key member of the APAC compliance team and key contributor to the global AML program, you will learn and grow our company’s values which define our culture and drive day to day behaviors and decision making. 

Responsibilities

  • Ensure a compliant onboarding of new customers and conduct KYC refresh for existing customers against our Global Onboarding Procedures,
  • Conduct enhanced due diligence for new and existing customers where appropriate and escalate to country compliance (i.e. level 2) for further review,
  • Conduct name list screening and carry out review, including obtaining country approval on disposition on positive matches of alerts,
  • Liaise with internal stakeholders including Institutional Coverage (IC), Sales, Business Operations by providing KYC/AML policy advice, as needed,
  • Proactively seek and develop greater productivity and enhancements where possible through process improvements and/or  technological enhancements
  • Support regional and country AML Compliance on certain risk mitigation  projects and feeding data into management reporting,
  • Opportunity to cross train for Transaction Monitoring and expanding your skill set when needed. 

Success

  • As a Compliance Analyst/Associate, you’ll be part of a global network of high performing compliance officers and a key contributor to the success of the Firm’s AML and Sanctions program. 
  • To be successful in this role, you must work well under pressure and have excellent communication skills.
  • You will need to be flexible and work well with sometimes shifting priorities
  • Be open to providing coverage when team members are on holiday or out of the office and ensuring service level agreements continue to be met. 

Required Qualifications

  • Minimum 2+ years of experience in the relevant skills
  • Strong communication and written communications skills
  • Good judgment and analytical skills
  • Strong follow up skills and ability articulate in a clear and timely manner
  • Team player
  • Genuine interest in Digital Assets, AI and Web 3.

Notice at Collection and Privacy Policy

Applicants located in California and/or applying to a role based in California, please refer to our Notice at Collection and Privacy Policy here.

 

Inclusivity Statement

FalconX is committed to building a diverse, inclusive, equitable, and safe workspace for all people. Our roles are intended for people from all walks of life. We encourage all those interested in applying to our organization to submit an application regardless if you are missing some of the listed background requirements, skills, or experiences!

As part of our commitment to inclusivity, FalconX would like to acknowledge that the EEOC survey has limited potential responses that you can select. For legal reasons, FalconX must use this language to align with federal requirements, however, we want to ensure that you are able to provide a response to our own voluntary survey questions about your identity that best aligns with your most true self.

FalconX is an equal opportunity employer and will not discriminate against an applicant or employee based on race, color, religion, national origin, ancestry, ethnicity, sex (including gender, pregnancy, sexual orientation, and gender identity), age, physical or mental disability, veteran or military status, genetic information, citizenship, or any other legally-recognized protected basis under federal, state, or local law.

Applicants with disabilities may be entitled to reasonable accommodation under the Americans with Disabilities Act and other applicable state or local laws. A reasonable accommodation is a change in the way things are normally done which will ensure an equal employment opportunity without imposing undue hardship on FalconX. Please inform FalconX’s People team at recruiting@falconx.io, if you need assistance with participating in the application process.

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