KYC Analyst

Interactive Brokers is looking to hire a KYC Analyst for the Mumbai office. Analysts will report to a KYC Team Lead and help ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations.

 

Day-to-day Responsibilities Include:

• Conducting ongoing review analysis of clients' KYC profile, including CIP and CDD information, following established procedures in line with IBKR policy.
• Advising management by collecting, analyzing, and summarizing data and trends.
• Maintain accurate tracking of assignments and request for documentation to ensure appropriate deadlines are met.
• Contribute to streamlining current processes and identifying areas for improvement.
• Ensure referrals, escalations, and information requests are correctly dispositioned and appropriately documented.

 

The ideal candidate will have some regulatory compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM), or a similar organization. Alternatively, experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator would be beneficial. Absent direct industry experience, we will also consider applicants with excellent bachelor' s-level educational credentials who have some background in law, accounting, data analytics, or similar areas and strong analytical and quantitative skills.

 

Basic Qualifications:

• 5-7 years experience.
• Bachelor's degree.
• Ability to work independently in a small-team environment and multi-task with minimal supervision.
• Strong oral and written communication skills.
• Proficient in Excel and other Microsoft applications.
• Detail-oriented with outstanding organizational and project management skills.

 

Preferred Qualifications Include:

• Understanding of BSA/AML, USA PATRIOT Act and OFAC principles.
• High comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
• ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications are a plus.
• Knowledge/Experience in Capital Markets, AML, KYC or Compliance.
• Knowledge/understanding of end-to-end KYC process is a plus.
• Bachelor of Commerce or other degree in finance, accounting, or economics.

Company Benefits & Perks: 

• Competitive salary package.
• Performance-based annual bonus (cash and stocks).
• Hybrid working model (3 days office/week).
• Group Medical & Life Insurance.
• Modern offices with free amenities & fully stocked cafeterias.
• Monthly food card & company-paid snacks.
• Hardship/shift allowance with company-provided pickup & drop facility*
• Attractive employee referral bonus.
• Frequent company-sponsored team-building events and outings

* Depending upon the shifts.

**The benefits package is subject to change at the management's 

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.