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Internal Auditor

Greenwich, CT

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

This is a hybrid role (3 days in the office/2 days remote).

About Your Team:

The Internal Auditor will perform Compliance, Financial, and Operational audits to determine the accuracy of financial records and compliance with policies, procedures, and regulations.

What will be your responsibilities within IBKR: 

  • Conduct audits of equity, fixed income and commodity business lines, back-office departments, and branch offices to assess compliance with firm policies and regulatory requirements.
  • Deliver crucial contributions during planning, fieldwork and reporting of audit findings in close collaboration with the Audit Manager and the other auditors assigned to a specific audit project.
  • Review and appraise soundness, adequacy and application of manual and automated processes, and recommend corrective action where necessary.
  • Identify/implement automation opportunities to enhance audit effectiveness and business efficiencies.
  • Keep abreast with various securities and futures industry regulations.

Which skills are required:

  • A college degree in Finance, Accounting, Data analysis or other related subjects
  • Up to one year of relevant experience is desired
  • Proficiency in performing data gathering and analysis tasks with tools such as Microsoft Excel, Access, etc.
  • Excellent written and oral communication skills are essential prerequisites 
  • The ideal candidate would be an inquisitive and quick learner 

To be successful in this position, you will have the following:

  • Self-motivated and able to handle tasks with minimal supervision.
  • Superb analytical and problem-solving skills.
  • Excellent collaboration and communication (Verbal and written) skills
  • Outstanding organizational and time management skills

Company Benefits & Perks

  • Competitive salary, annual performance-based bonus and stock grant
  • Retirement plan 401(k) with a competitive company match
  • Excellent health and wellness benefits, including medical, dental, and vision benefits, and a company-paid medical healthcare premium
  • Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
  • Paid time off and a generous parental leave policy
  • Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
  • Corporate events, including team outings, dinners, volunteer activities and company sports teams
  • Education reimbursement and learning opportunities
  • Modern offices with multi-monitor setups

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